Job Description
About Bridges Trust Bridges Trust is a privately-owned trust and wealth management firm providing comprehensive trust, wealth management, family office, and strategic planning services for a growing client base of successful individuals and families, endowments and foundations, business owners, and corporations. Our experienced team of professionals in investments, trusts, and philanthropy are dedicated to helping our clients develop and implement innovative and effective strategies to preserve and maximize their wealth across generations.
Bridges Trust is built on the tenacity and ethic of our team members. We are united in our commitment to deliver expertise and unparalleled service and look forward to adding team members who align with our values of
trust, service, excellence, and
performance .
About The Role We are seeking an experienced and highly skilled
Chief Compliance Officer (CCO) to lead all compliance operations and programs across our firm. The CCO will develop and maintain effective compliance policies and procedures, ensuring alignment with industry best practices and applicable regulations. This leadership role requires a strategic thinker with a deep understanding of regulatory frameworks, risk management, and operational compliance.
What You'll Do - Lead, develop, implement, and maintain a robust compliance program that meets regulatory requirements and industry best practices.
- Oversee firm-wide risk assessments, internal controls, independent testing, policies and procedures, training programs, and compliance documentation.
- Serve as the primary liaison with the SEC, Nebraska Department of Banking and Finance, and South Dakota Department of Labor and Regulation.
- Manage all regulatory examinations and audits, ensuring timely and efficient responses.
- Ensure timely submission of all regulatory reports, including required filings and disclosures.
- Oversight of communication of required client disclosures, regulatory reports (e.g., Form ADV), and other essential account documents.
- Provide leadership and guidance to ensure compliance integrity across Bridges Trust and Investment Management.
- Proactively collaborate with internal and external stakeholders to foster a firm-wide culture of compliance.
Qualifications - Bachelor’s degree required; JD preferred.
- Minimum of 10 years of experience in the securities industry and/or trust company sector.
- Extensive expertise in regulatory structures, compliance operations, and risk management.
- Hands-on experience managing regulatory exams and interactions with governing bodies.
- Strong background in securities and trust operations, with a focus on wealth management businesses.
- Exceptional leadership and collaboration skills, with the ability to navigate complex regulatory environments.
- Expert-level communication skills across all channels.
- In-depth knowledge of securities and trust regulations, with the ability to adapt to evolving compliance landscapes.
- Proven ability to assess risk, make strategic decisions, and solve complex problems effectively.
- Strong ability to plan, organize, and execute compliance strategies to maintain a proactive regulatory posture.
Job Tags
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